Reports of Transactions in OTC Options

Approved Participants must, pursuant to Article 6.12, report in the form prescribed by the Bourse, the total number of over-the-counter puts and calls written, issued or guaranteed during each period ending at the close of business on the fifteenth and last days of each month or, if not a business day, the preceding business day. Reports must be transmitted to the Bourse via the Participant Portal in the prescribed comma-separated values file format within two (2) business days of the end of the period.