Client and Order Identifiers

Guidelines FAQ 6.115 FAQ 3.5 Short Code Scenarios File specifications

The client and order identifier are new requirements to introduce client identifiers and markers to identify orders when entered on the Electronic Trading System. These new requirements will enhance regulatory data by increasing transparency and allowing the Regulatory Division (the "Division") to link client activity across multiple Approved Participants and Foreign Approved Participants ("Participant"), thereby improving the Division's market surveillance functions.

Publications

Status

The rules introducing the client and order identifier requirements became effective on June 28, 2024 after market close.