Participant Portal
The Participant Portal is a secure and user-friendly single point of contact for participants. It facilitates access to regulatory documents as well as submitting requests, reports and notices to the Division. Participants have round-the-clock access for consulting information related to their activities with the Division, such as the list of their approved persons, their MX-ID identifiers, and to consult the status of any request they have submitted to the Division.
Portal features
- Designated Representatives
- Appointment
- Update
- Termination
- Authorized Signatories
- Appointment
- Update
- Termination
- Secure File Transfers
- Approved Person Requests
- Approval
- Transfers
- Termination
- Status Change
- MX-ID Access Requests
- Requests
- Transfers
- Deletions
- Trader Training
- Certification - Futures Trading
- Certification - Options Trading
- Notification of Non-Compliance (Gatekeeper)
- Order Marker Correction
- Direct Electronic Access (DEA) Clients
- Disclosure to the Division in accordance with Regulation 23-103
- Scorecard
- Cyber Security Incident Reporting
Contact
For more information, please contact the Regulatory Division at mxr-connect@tmx.com
