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TMX
Montréal Exchange Regulatory Division
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    The Division, through the Legal and Regulatory Affairs service, is responsible for approving new participants and individuals who wish to access the Bourse's electronic trading system.

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    Requirements

    To assist participants in complying with the regulatory requirements of the Bourse, the Regulatory Division publishes on its site documents relating to margin requirements on futures contracts, position limits, as well as information on the reporting of large open positions (LOPR).

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FAQs and Guidelines

Rule ArticleSubject
3.5 Direct Electronic Access
3.5 Sponsored Access
3.100 Supervision, Surveillance and Compliance
3.400, 3.401 Approved Persons
4.400 Sanctions
6.12 Trading in OTC Options
6.115 Order Identification
6.200 Off-Exchange Transfers of Existing Positions in a Listed Product
6.208 Exchange of Futures for Related Products
6.309A, 6.309B, 6.310, 6.311, 6.315, 6.500 Position Limits
6.500 Reports of Accumulated Positions
7.5 Self-Matching of Orders and Wash Trading

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