FAQs and Guidelines
| Rule Article | Subject |
|---|---|
| 3.5 | Direct Electronic Access |
| 3.5 | Sponsored Access |
| 3.100 | Supervision, Surveillance and Compliance |
| 3.400, 3.401 | Approved Persons |
| 4.400 | Sanctions |
| 6.12 | Trading in OTC Options |
| 6.115 | Guidelines: Client and Order Identifiers FAQ: Order Identification |
| 6.200 | Off-Exchange Transfers of Existing Positions in a Listed Product |
| 6.208 | Exchange of Futures for Related Products |
| 6.309A, 6.309B, 6.310, 6.311, 6.315, 6.500 | Position Limits |
| 6.500 | Reports of Accumulated Positions |
| 7.5 | Self-Matching of Orders and Wash Trading |