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    • Regulatory Division | Montréal Exchange

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Approval

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Regulatory Requirements

  • Margin Rates
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  • Over-the-counter
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Enforcement and Market Regulation

  • Guidelines
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Complaints

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  • Close
  • Rules
  • Newsletter

    • No.1 - 2018
    • No.2 - 2018
  • Contact us
  • FAQ

    • Direct Electronic Access
    • Identification of orders
    • LOPR - Position Reporting
    • LOPR - Special Inspection
  • Home

    • Governance and structure
    • Mission and Vision
    • Mandate and Roles
    • User Group
    • Committees
  • Approval

    • Approved Participants
    • Approved Persons
    • Clients
    • Web Portal
  • Regulatory Requirements

    • Margin Rates
    • Position Limits
    • LOPR
    • Over-the-counter
    • Direct Electronic Access
  • Enforcement and Market Regulation

    • Guidelines
    • Regulatory Amendments
    • Disciplinary Processes
    • Disciplinary Decisions
    • Personal Information Policy
  • Complaints

    • Complaint Process
    • Complaint Form

Technical notices

Date No Title
2017-08-22 007-17 Large Open Position Reporting (LOPR) Enhancement
2013-03-25 003-13 LOPR Project - Self Certification Authorization by the Autorité des marchés financiers (AMF)
2013-02-21 002-13 LOPR Regulatory Requirements Guide for Canadian and Foreign Approved Participants
2012-06-13 010-12 LOPR Project - Technical document: LOPR Password Security Protection - Three (3) attempts
2011-07-05 014-11 SAIL or GUI LOPR Submission Time Extension System Update
2011-05-24 012-11 SAIL or GUI Production Environment Connectivity Process and Request Forms
2011-03-31 009-11 (GUI) LOPR-Positions Reporting Manager
2011-03-25 008-11 SAIL GTE Test Environment Connectivity
2011-03-11 007-11 UPDATE LOPR GUI - CSV Record Layouts v1.1
2011-03-01 005-11 LOPR SAIL Certification documents + Access to the Test Environment
2011-02-11 003-11 LOPR CSV Record Layouts
2011-01-14 001-11 LOPR Technical Documents
2010-10-29 016-10 Important dates for the launch of Large Open Position Reporting (LOPR) system
2010-08-03 011-10 Launch of Large Open Position Reporting (LOPR) tool
Useful links
  • Approved Participants
  • Approved Persons
  • LOPR Portal
  • Margin Rates
  • Position Limits
  • Complaint Form
  • Circulars
  • List of fees
  • List of fines for minor violations
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    • TMX Youtube

Regulatory Division (MX-R) - 514.787.6530 - info.mxr@tmx.com