• About us
  • Overview
  • Governance and structure
  • Mission and roles
  • Committees
• Regulation
  • Regulatory amendments
  • Rules and policies
  • Procedures
  • Circulars
  • Disciplinary decisions
  • Futures contracts margin rates
• Complaints
  • Submitting a complaint
  • Complaint process
  • Complaint form
  • Gatekeeper form
• Disciplinary process
  • Procedure
• Approval
  • Becoming an approved participant
  • SAM authorized person
  • SAM courses
  • Application for transfer/change of status
  • Termination notice
  • Change of corporate status
  • Approved participants list
• LOPR
  • Large open position reporting
  • LOPR circulars
  • Technical notices
  • Technical documents
  • Position limits – Options
  • Position limits – Futures

Application for transfer/change of status

The Regulatory Division must be advised of any transfer or change of status of a SAM authorized person. A form to this effect must be completed and sent directly to the Division for approval purposes.

Application for transfer/change of status

Contacts

Regulatory Division
514 871-2424, ext. 461
reg@m-x.ca

• Circulars
• Becoming an approved participant
• Regulatory fees (.pdf)