• About us
  • Overview
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• Regulation
  • Regulatory amendments
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  • Circulars
• Complaints
  • Submitting a complaint
  • Complaint process
  • Complaint form
• Disciplinary process
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• Approval
  • Becoming an approved participant
  • SAM authorized person
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  • Approved participants list

Approved participants list

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• Complete list

Firms asterisked are members of the Canadian Derivatives Clearing Corporation.

UBS Securities Canada Inc. * (015)

BCE Place
161 Bay Street
Suite 4100, P.O. Box 617
Toronto
Ontario
M5J 2S1
Telephone: 416 364-3293, 1-800-268-9276
Fax: 416 364-1221

1010 Sherbrooke West
Suite 2510
Montréal
Québec
H3A 2R7
Telephone: 514 842-8726
Fax: 514 842-8720

UBS Securities LLC (596)
http://www.ubs.com

677 Washington Blvd
Stamford
CT
06901
Telephone: 203 719-3000
Fax: 312 525-5734

Union Securities Ltd. (006)

609 Granville Street, Suite 700
P.O. Box 10341
Vancouver
British Columbia
V7Y 1H4
Telephone: 604 687-2201
Fax: 604 684-6307

• Circulars
• Becoming an approved participant
• Regulatory fees (.pdf)