• About us
  • Overview
  • Governance and structure
  • Mission and roles
  • Committees
• Regulation
  • Regulatory amendments
  • Rules and policies
  • Procedures
  • Circulars
• Complaints
  • Submitting a complaint
  • Complaint process
  • Complaint form
• Disciplinary process
  • Procedure
• Approval
  • Becoming an approved participant
  • SAM authorized person
  • SAM courses
  • Application for transfer/change of status
  • Termination notice
  • Change of corporate status
  • Approved participants list

Approved participants list

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• Complete list

Firms asterisked are members of the Canadian Derivatives Clearing Corporation.

Raymond James Ltd. * (089)
http://www.raymondjames.ca

Cathedral Place
925 West Georgia Street
Suite 2200
Vancouver
British Columbia
V6C 3L2
Telephone: 604 654-1111
Fax: 604 654-1224

Scotia Plaza
40 King Street West, Suite 5300
Toronto
Ontario
M5H 3Y2
Telephone: 416 777-4933
Fax: 416 777-4900

1002 Sherbrooke West
Suite 1420
Montréal
Quebec
H3A 3L6
Telephone: 514 350-4450
Fax: 514 350-4464

RBC Dominion Securities Inc. * (002)
http://www.rbcds.com

Royal Bank Plaza, North Tower
P.O. Box 50
Toronto
Ontario
M5J 2W7
Telephone: 416 842-2000
Fax: 416 842-8044

1 Place Ville-Marie
3rd Floor
Montréal
Québec
H3B 4R8
Telephone: 514 878-7000
Fax: 514 878-7070

Royal Bank of Scotland Plc (The) (615)
http://www.rbs.co.uk

36 St Andrew Square
Edinburgh
Scotland
EH2 2YB
Telephone: 011 44 207 085 5000

• Circulars
• Becoming an approved participant
• Regulatory fees (.pdf)