Change of corporate status
The Regulatory Division must be informed in writing when certain changes occur regarding an approved participant or foreign approved participant. In most cases, the Regulatory Division must simply be informed prior to such changes, whereas some situations require the prior approval of the Special Committee – Regulatory Division.
Example of situations where a prior notification to the Regulatory Division of the Bourse is sufficient (for further details, please refer to Rule Three of the Rules of the Bourse):
- Name change
- Change of control
- Taking of a major position in the capital of an approved participant (10% or more)
- Corporate reorganization
- Merger/acquisition
Situations requérant une approbation préalable du Comité spécial de la réglementation
- Resignation of an approved participant
- Prise de position importante entraînant un changement de contrôle, qui peut influencer de façon importante les opérations d'un participant agréé ou participant agréé étranger
Approved participants must also inform the Exchange as quickly as possible of any change regarding the address of their head office, phone and fax numbers and Web site address.
Contacts
Regulatory Division
514 871-2424, ext. 461
reg@m-x.ca
